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4//SEC Filing

ZHONE TECHNOLOGIES INC 4

Accession 0001209191-15-079954

CIK 0001101680operating

View on SEC.gov Company Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 10:46 AM ET

Size

7.5 KB

Accession

0001209191-15-079954

Insider Transaction Report

Form 4

Period: 2015-11-11

ZHONE TECHNOLOGIES INCZHNE

Director

Transactions

Exercise/Conversion
Common Stock
2015-11-11$0.50/sh+22,000$11,000→ 121,000 total
Exercise/Conversion
Employee Stock Option (right to buy)
2015-11-11−22,000→ 0 total
Exercise: $0.50From: 2012-11-17Exp: 2015-11-17→ Common Stock (22,000 underlying)

Holdings

Common Stock
(indirect: By Trust)
41,052

Footnotes (1)

[F1]The stock options vested monthly over 48 months from the date of grant.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ZHONE TECHNOLOGIES INC

CIK 0001101680

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001101680

Filing Metadata

Form type: 4
Filed: Nov 12, 7:00 PM ET
Accepted: Nov 13, 10:46 AM ET
Size: 7.5 KB

View on SEC.gov