|4Nov 17, 2:41 PM ET

CU Bancorp 4

4 · CU Bancorp · Filed Nov 17, 2015

Insider Transaction Report

Form 4
Period: 2015-11-16
Transactions
  • Exercise/Conversion

    Common Stock

    2015-11-16$7.59/sh+7,986$60,614154,790 total
  • Sale

    Common Stock

    2015-11-16$26.25/sh7,986$209,633146,804 total
  • Exercise/Conversion

    Options to Purchase Common Stock

    2015-11-167,98646,095 total
    Exercise: $7.59Exp: 2016-06-21Common Stock (54,081 underlying)
Footnotes (3)
  • [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
  • [F2]This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transaction were all effectuated within a one dollar range, ranging from $26.25 to $26.27 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
  • [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION