|4Nov 19, 2:31 PM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Nov 19, 2015

Insider Transaction Report

Form 4
Period: 2015-11-19
Transactions
  • Other

    Common Stock (Held by Self)

    2015-11-19+1407,176 total
  • Other

    Common Stock (Held by Spouse)

    2015-11-19+723,701 total(indirect: By Spouse)
  • Other

    Common Stock (See Footnote 3)

    2015-11-19+25713,114 total
  • Other

    Common Stock (See Footnote 4)

    2015-11-19+412,101 total
  • Other

    Common Stock (See Footnote 5)

    2015-11-19+1377,016 total(indirect: By Spouse)
Holdings
  • Common Stock (See Footnote 6)

    41
Footnotes (6)
  • [F1]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-19-2015 as of Record Date 11-03-2015. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-19-2015 as of Record Date 11-03-2015.
  • [F3]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Nadine B. Bowers
  • [F4]Held by Cede & Co., Depository for PTC Custodian FBO Nadine B. Bowers - IRA
  • [F5]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Allen H. Bowers
  • [F6]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Nadine B. Bowers - IRA

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION