RMR Industrials, Inc. 4
4 · RMR Industrials, Inc. · Filed Nov 19, 2015
Insider Transaction Report
Form 4
Brownstein Chad T.
DirectorChief Executive Officer10% Owner
Transactions
- Gift
Class B Common Stock
2015-11-06−260,000→ 0 total(indirect: By Rocky Mountain Resource Holdings Inc.) - Gift
Class B Common Stock
2015-11-06+80,000→ 80,000 total(indirect: By LLC)
Holdings
- 10,791,701(indirect: By LLC)
Class A Common Stock
→ Class B Common Stock (539,586 underlying)
Footnotes (5)
- [F1]Reflects the 1-for-20 reverse stock split effected on September 4, 2015.
- [F2]The shares are owned directly by Rocky Mountain Resource Holdings, Inc. ("RMRH"), a former ten percent owner of the Issuer, and indirectly by Chad Brownstein ("Brownstein"). Brownstein is a director and the Chief Executive Officer of RMRH and has shared voting and dispositive power over the shares held by RMRH. Brownstein is also a director, the Chief Executive Officer, and a ten percent owner of the Issuer.
- [F3]The shares are held directly by 77727111, LLC ("77727111"), a ten percent owner of the Issuer, and indirectly by Brownstein. Brownstein holds 100% of the membership interests of 77727111 and is the manager thereof.
- [F4]The Class A Common Stock is convertible into one post-split share of Class B Common Stock for each share of Class A Common Stock so converted.
- [F5]The Class A Common Stock is convertible at any time, at the holder's election, and has no expiration date.