WisdomTree Investments, Inc. 4
4 · WisdomTree Investments, Inc. · Filed Nov 24, 2015
Insider Transaction Report
Form 4
STEINHARDT MICHAEL H
Director
Transactions
- Gift
Common Stock
2015-08-04−500,000→ 11,826,214 total - Sale
Common Stock
2015-11-20$21.18/sh−80,555$1,706,550→ 419,445 total(indirect: By Foundation) - Gift
Common Stock
2015-08-04+500,000→ 500,000 total(indirect: By Foundation) - Sale
Common Stock
2015-11-23$21.41/sh−419,445$8,981,702→ 0 total(indirect: By Foundation)
Footnotes (5)
- [F1]Shares transferred by the Reporting Person as a bona fide gift to The Judy and Michael Steinhardt Foundation without consideration.
- [F2]Includes restricted stock award which vests as to 3,485 shares on June 24, 2016.
- [F3]The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F4]The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.14 to $21.29, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
- [F5]The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.65, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.