Colfax CORP 4
4 · Colfax CORP · Filed Nov 25, 2015
Insider Transaction Report
Form 4
Colfax CORPCFX
Kiefaber Clay
Director
Transactions
- Sale
Common Stock, par value $.001
2015-11-23$27.04/sh−24,690$667,667→ 95,767 total - Exercise/Conversion
Common Stock, par value $.001
2015-11-24$21.77/sh+51,677$1,125,008→ 269,950 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-11-23−24,690→ 54,424 totalExercise: $11.85Exp: 2017-03-28→ Common Stock, par value $.001 (24,690 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2015-11-24−68,082→ 0 totalExercise: $12.27Exp: 2017-01-10→ Common Stock, par value $.001 (68,082 underlying) - Exercise/Conversion
Common Stock, par value $.001
2015-11-23$11.85/sh+24,690$292,577→ 120,457 total - Exercise/Conversion
Common Stock, par value $.001
2015-11-24$11.85/sh+54,424$644,924→ 150,191 total - Exercise/Conversion
Common Stock, par value $.001
2015-11-24$12.27/sh+68,082$835,366→ 218,273 total - Sale
Common Stock, par value $.001
2015-11-24$27.12/sh−174,183$4,723,233→ 95,767 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-11-24−54,424→ 0 totalExercise: $11.85Exp: 2017-03-28→ Common Stock, par value $.001 (54,424 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2015-11-24−51,677→ 0 totalExercise: $21.77Exp: 2018-02-23→ Common Stock, par value $.001 (51,677 underlying)
Footnotes (7)
- [F1]The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.355, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The option vested in three equal annual installments beginning on March 29, 2011.
- [F4]Mr. Kiefaber's pecuniary interest in 15,823 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
- [F5]The option vested in three equal annual installments beginning on January 11, 2011.
- [F6]Mr. Kiefaber's pecuniary interest in 34,042 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
- [F7]The option vested in three equal annual installments beginning on February 24, 2012.