4//SEC Filing
AUBURN NATIONAL BANCORPORATION, INC 4
Accession 0001209191-15-082787
$AUBNCIK 0000750574operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 2:25 PM ET
Size
9.3 KB
Accession
0001209191-15-082787
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Gift
common stock
2015-12-02−425→ 598,918 total - Gift
common stock
2015-12-02+425→ 3,865 total(indirect: By Foundation)
Holdings
- 18,950(indirect: By Spouse)
common stock
- 20,877(indirect: 5 year GRAT dated 1-31-11)
common stock
- 78,845(indirect: 8 year GRAT dated 12-23-09)
common stock
Footnotes (3)
- [F1]Shares of AUBN common stock are held by the E. L. Spencer, Jr. Foundation, a company in which Mr. Edward L. Spencer, Jr. is President, as to which Mr. Edward L. Spencer, Jr. may be deemed to have shared voting and investment power.
- [F2]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F3]Shares of AUBN common stock are held by the E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 1-31-11. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Documents
Issuer
AUBURN NATIONAL BANCORPORATION, INC
CIK 0000750574
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000750574
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 2:25 PM ET
- Size
- 9.3 KB