AUBURN NATIONAL BANCORPORATION, INC 4
4 · AUBURN NATIONAL BANCORPORATION, INC · Filed Dec 2, 2015
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Gift
common stock
2015-12-02−425→ 598,918 total - Gift
common stock
2015-12-02+425→ 3,865 total(indirect: By Foundation)
Holdings
- 18,950(indirect: By Spouse)
common stock
- 20,877(indirect: 5 year GRAT dated 1-31-11)
common stock
- 78,845(indirect: 8 year GRAT dated 12-23-09)
common stock
Footnotes (3)
- [F1]Shares of AUBN common stock are held by the E. L. Spencer, Jr. Foundation, a company in which Mr. Edward L. Spencer, Jr. is President, as to which Mr. Edward L. Spencer, Jr. may be deemed to have shared voting and investment power.
- [F2]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F3]Shares of AUBN common stock are held by the E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 1-31-11. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.