4/A//SEC Filing
Triumph Bancorp, Inc. 4/A
Accession 0001209191-15-084857
$TFINCIK 0001539638operating
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 7:58 AM ET
Size
8.6 KB
Accession
0001209191-15-084857
Insider Transaction Report
Form 4/AAmended
Trail Justin N
Director
Transactions
- Other
Common Stock
2015-12-11+98→ 32,242 total(indirect: By JTHT Enterprises, Ltd.)
Holdings
- 40,027
Common Stock
- 4,286(indirect: By Spouse)
Common Stock
- 350(indirect: By Children)
Common Stock
Footnotes (5)
- [F1]This Transaction Line is being amended to accurately reflect a J transaction code. The originally filed Form 4 inadvertently reflected an A transaction code on Table I column 3 for this Transaction Line.
- [F2]Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on March 27, 2015.
- [F3]Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
- [F4]Consists of (i)38,546 shares of common stock beneficially owned by reporting person and (ii) 1,481 unvested shares of restricted common stock of Issuer of which 493 shares will vest on 04/01/2016, 493 shares will vest on 04/01/2017, and 495 shares will vest on 04/01/2018.
- [F5]Consists of (i) 200 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 100 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.
Documents
Issuer
Triumph Bancorp, Inc.
CIK 0001539638
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0001539638
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 7:58 AM ET
- Size
- 8.6 KB