BELK INC 4

4 · BELK INC · Filed Dec 14, 2015

Form 4

Period: 2015-12-10

10% Owner

Transactions

Other
Class A Common Stock
2015-12-10−444,212→ 0 total(indirect: Milburn Investment Company)
Other
Class A Common Stock
2015-12-10−810,207→ 0 total
Other
Class A Common Stock
2015-12-10−109,874→ 0 total(indirect: By Trust)
Other
Class A Common Stock
2015-12-10−223,002→ 0 total(indirect: By Trust)
Other
Class A Common Stock
2015-12-10−120,800→ 0 total(indirect: By Trust)
Other
Class A Common Stock
2015-12-10−109,449→ 0 total(indirect: By Children)
Other
Class A Common Stock
2015-12-10−100→ 0 total(indirect: By Spouse)
Other
Class A Common Stock
2015-12-10−307,330→ 0 total(indirect: By Trust)
Other
Class A Common Stock
2015-12-10−1,221,842→ 0 total(indirect: Brothers Investment Company)
Other
Class B Common Stock
2015-12-10−24,725→ 0 total(indirect: By Children)

Footnotes (2)

[F1]An Agreement and Plan of Merger, dated as of August 23, 2015 (the "Merger agreement"), was entered by and among Bear Parent Inc. ("Parent"), Bear Merger Sub Inc. ("Merger Sub") and Belk, Inc. (the "Company"), under which Merger Sub was merged with and into the Company, with the Company surviving the merger (the "Merger"). Upon consummation of the Merger on December 10, 2015, each share of the Company's Class A common stock and Class B common stock outstanding immediately prior to the Merger (other than certain shares as set forth in the Merger Agreement) was converted automatically into $68.00 in cash. After the Merger was completed, the Company became a wholly-owned subsidiary of Parent, an affiliate of investment funds managed by Sycamore Partners Management, L.P. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on October 2, 2015.
[F2]Shares were held in a family owned company in which the Reporting Person shares voting and investment control. Reporting Person disclaims beneficial ownership in shares in which he did not have a pecuniary interest.

Documents

1 file