REX ENERGY CORP 4

4 · REX ENERGY CORP · Filed Dec 15, 2015

Form 4

Period: 2015-12-12

DirectorChairman10% Owner

Transactions

Disposition to Issuer
Common Stock
2015-12-15−680→ 3,252,440 total
Exercise/Conversion
Phantom Stock
2015-12-12$0.98/sh+1,098$1,074→ 21,916 total
From: 2015-12-12Exp: 2015-12-12→ Common Stock (1,098 underlying)
Disposition to Issuer
Common Stock
2015-12-12−1,098→ 3,252,440 total
Exercise/Conversion
Common Stock
2015-12-12+1,098→ 3,253,538 total
Exercise/Conversion
Common Stock
2015-12-15+680→ 3,253,120 total
Exercise/Conversion
Phantom Stock
2015-12-12$0.92/sh+680$626→ 21,236 total
From: 2015-12-15Exp: 2015-12-15→ Common Stock (680 underlying)

Holdings

Footnotes (3)

[F1]This filing represents the deemed conversion of phantom stock into cash. On December 12, 2015, the reporting person had an award of phantom stock that vested in accordance with the provisions in a grant made on December 12, 2012. Each share of phantom stock was the economic equivalent of one share of REXX common stock. The phantom shares were settled in cash valued at $0.978 per share, based on the market closing price on December 11, 2015. No shares were actually issued, converted, or sold in connection with this transaction.
[F2]This filing represents the deemed conversion of phantom stock into cash. On December 15, 2015, the reporting person had an award of phantom stock that vested in accordance with the provisions in a grant made on December 15, 2013. Each share of phantom stock was the economic equivalent of one share of REXX common stock. The phantom shares were settled in cash valued at $0.92 per share, based on the market closing price on December 14, 2015. No shares were actually issued, converted, or sold in connection with this transaction.
[F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or any other purpose.

Documents

1 file