4//SEC Filing
Otonomy, Inc. 4
Accession 0001209191-15-085630
CIK 0001493566operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:32 PM ET
Size
18.9 KB
Accession
0001209191-15-085630
Insider Transaction Report
Form 4
Otonomy, Inc.OTIC
Savel Robert Michael II
Chief Technical Officer
Transactions
- Sale
Common Stock
2015-12-14$27.26/sh−1,289$35,136→ 1,356 total - Sale
Common Stock
2015-12-14$25.14/sh−2,322$58,363→ 3,934 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-12-14−1,588→ 79,047 totalExercise: $1.76From: 2015-01-06Exp: 2024-01-31→ Common Stock (1,588 underlying) - Exercise/Conversion
Common Stock
2015-12-14$6.33/sh+3,412$21,598→ 4,668 total - Sale
Common Stock
2015-12-14$26.15/sh−1,289$33,706→ 2,645 total - Sale
Common Stock
2015-12-14$27.70/sh−100$2,770→ 1,256 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-12-14−3,412→ 32,994 totalExercise: $6.33From: 2015-04-23Exp: 2024-06-03→ Common Stock (3,412 underlying) - Exercise/Conversion
Common Stock
2015-12-14$1.76/sh+1,588$2,795→ 6,256 total
Footnotes (7)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $24.63 to $25.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $25.64 to $26.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F4]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $26.66 to $27.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F5]The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold ranging from $27.70 to $27.73 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F6]Of the total grant of 54,607 shares, one-fourth of the shares subject to the option vested on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter.
- [F7]Of the total grant of 92,434 shares, one-fourth of the shares subject to the option vested on January 6, 2015 and one forty-eighth of the shares vest monthly thereafter.
Documents
Issuer
Otonomy, Inc.
CIK 0001493566
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001493566
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 6:32 PM ET
- Size
- 18.9 KB