4//SEC Filing
Otonomy, Inc. 4
Accession 0001209191-15-085631
CIK 0001493566operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:34 PM ET
Size
10.3 KB
Accession
0001209191-15-085631
Insider Transaction Report
Form 4
Otonomy, Inc.OTIC
Weber David Allen
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock
2015-12-15$1.76/sh+5,208$9,166→ 22,811 total - Sale
Common Stock
2015-12-15$27.25/sh−5,208$141,917→ 17,603 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-12-15−5,208→ 390,149 totalExercise: $1.76Exp: 2023-12-20→ Common Stock (5,208 underlying)
Holdings
- 4,812(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $26.71 to $27.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
- [F4]An option to purchase 438,469 shares was granted on December 20, 2013 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option is subject to an early exercise provision pursuant to which 193,874 shares were immediately exercisable. One-fourth of the total number of shares initially subject to the option vested on September 1, 2014 and one forty-eighth of the shares vest ratably thereafter.
Documents
Issuer
Otonomy, Inc.
CIK 0001493566
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001493566
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 6:34 PM ET
- Size
- 10.3 KB