Otonomy, Inc. 4

4 · Otonomy, Inc. · Filed Dec 16, 2015

Form 4

Period: 2015-12-15

DirectorPresident & CEO

Transactions

Exercise/Conversion
Common Stock
2015-12-15$1.76/sh+5,208$9,166→ 22,811 total
Sale
Common Stock
2015-12-15$27.25/sh−5,208$141,917→ 17,603 total
Exercise/Conversion
Employee Stock Option (right to buy)
2015-12-15−5,208→ 390,149 total
Exercise: $1.76Exp: 2023-12-20→ Common Stock (5,208 underlying)

Holdings

Footnotes (4)

[F1]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
[F2]The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $26.71 to $27.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
[F3]The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
[F4]An option to purchase 438,469 shares was granted on December 20, 2013 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option is subject to an early exercise provision pursuant to which 193,874 shares were immediately exercisable. One-fourth of the total number of shares initially subject to the option vested on September 1, 2014 and one forty-eighth of the shares vest ratably thereafter.

Documents

1 file