4//SEC Filing
Roundy's, Inc. 4
Accession 0001209191-15-086280
CIK 0001536035operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 9:40 AM ET
Size
19.0 KB
Accession
0001209191-15-086280
Insider Transaction Report
Form 4
Roundy's, Inc.RNDY
Terry Jessie W.
See Remarks
Transactions
- Disposition to Issuer
Common Stock, par value $0.01
2015-12-18$3.60/sh−11,930$42,948→ 120,848 total - Disposition to Issuer
Common Stock, par value $0.01
2015-12-18$3.60/sh−120,848$435,053→ 0 total - Disposition to Issuer
Performance Units
2015-12-18$3.60/sh−38,152$137,347→ 0 totalExercise: $0.00Exp: 2015-12-18→ Common Stock, par value $0.01 (38,152 underlying) - Disposition to Issuer
Performance Units
2015-12-18$3.60/sh−8,307$29,905→ 0 totalExercise: $0.00Exp: 2015-12-18→ Common Stock, par value $0.01 (8,307 underlying) - Disposition from Tender
Common Stock, par value $0.01
2015-12-18$3.60/sh−25,303$91,091→ 132,778 total - Disposition to Issuer
Common Stock, par value $0.01
2015-12-18$3.60/sh−28,068$101,045→ 0 total - Award
Common Stock, par value $0.01
2015-12-18$3.60/sh+28,068$101,045→ 28,068 total - Award
Performance Units
2015-12-18$3.60/sh+38,152$137,347→ 38,152 totalExercise: $0.00Exp: 2015-12-18→ Common Stock, par value $0.01 (38,152 underlying)
Footnotes (5)
- [F1]On December 18, 2015, pursuant to the terms of the Agreement and Plan of Merger, dated November 10, 2015, by and among the Issuer, The Kroger Co. ("Kroger") and KS Merger Sub Inc. ("Merger Sub"), a wholly-owned subsidiary of Kroger (the "Merger Agreement") at the effective time, each outstanding share of Issuer's Common Stock was converted in to the right to receive $3.60 per share (the "Offer Price"). On November 19, 2015, Merger Sub made an offer to purchase each outstanding share of the Issuer's Common Stock (the "Offer") for the Offer Price.
- [F2]These shares were tendered into the Offer.
- [F3]Pursuant to the Merger Agreement, immediately prior to the effective time, these restricted stock units were cancelled in exchange for a per unit cash payment equal to the Offer Price, without any interest and subject to any tax withholding.
- [F4]Represents shares that were to vest upon satisfaction of performance criteria.
- [F5]Represents restricted stock units that were to vest upon satisfaction of performance criteria.
Documents
Issuer
Roundy's, Inc.
CIK 0001536035
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001536035
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 9:40 AM ET
- Size
- 19.0 KB