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SVB FINANCIAL GROUP·4

Dec 23, 6:46 PM ET

SVB FINANCIAL GROUP 4

4 · SVB FINANCIAL GROUP · Filed Dec 23, 2015

Insider Transaction Report

Form 4
Period: 2015-05-20
SVB FINANCIAL GROUPSIVB
Parsons Joan
Head of US Banking
Transactions
  • Award

    Common Stock

    2015-06-30$97.86/sh+217$21,236→ 17,946 total
  • Tax Payment

    Common Stock

    2015-12-21$119.77/sh−1,658$198,579→ 20,788 total
  • Exercise/Conversion

    Performance Restricted Stock Unit

    2015-12-21−4,500→ 0 total
    Exercise: $0.00From: 2015-12-20Exp: 2020-04-30→ Common Stock (4,500 underlying)
  • Gift

    Common Stock

    2015-05-20−240→ 17,729 total
  • Exercise/Conversion

    Common Stock

    2015-12-21+4,500→ 22,446 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    5,840
Footnotes (5)
  • [F1]Charitable donation of 240 shares held by reporting person.
  • [F2]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  • [F3]Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
  • [F4]Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance-based restricted stock units.
  • [F5]The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2015.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION