4//SEC Filing
SVB FINANCIAL GROUP 4
Accession 0001209191-15-086888
CIK 0000719739operating
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 6:46 PM ET
Size
13.0 KB
Accession
0001209191-15-086888
Insider Transaction Report
Form 4
Parsons Joan
Head of US Banking
Transactions
- Award
Common Stock
2015-06-30$97.86/sh+217$21,236→ 17,946 total - Tax Payment
Common Stock
2015-12-21$119.77/sh−1,658$198,579→ 20,788 total - Exercise/Conversion
Performance Restricted Stock Unit
2015-12-21−4,500→ 0 totalExercise: $0.00From: 2015-12-20Exp: 2020-04-30→ Common Stock (4,500 underlying) - Gift
Common Stock
2015-05-20−240→ 17,729 total - Exercise/Conversion
Common Stock
2015-12-21+4,500→ 22,446 total
Holdings
- 5,840(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Charitable donation of 240 shares held by reporting person.
- [F2]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F3]Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- [F4]Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance-based restricted stock units.
- [F5]The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2015.
Documents
Issuer
SVB FINANCIAL GROUP
CIK 0000719739
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000719739
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 6:46 PM ET
- Size
- 13.0 KB