Home/Filings/4/0001209191-15-086950
4//SEC Filing

GLOBE SPECIALTY METALS INC 4

Accession 0001209191-15-086950

CIK 0001383571operating

Filed

Dec 23, 7:00 PM ET

Accepted

Dec 24, 8:03 AM ET

Size

24.0 KB

Accession

0001209191-15-086950

Insider Transaction Report

Form 4
Period: 2015-12-23
Lebowitz Stephen
Chief Legal Officer
Transactions
  • Disposition to Issuer

    Stock Appreciation Right

    2015-12-23159,8010 total
    Exercise: $12.54Exp: 2018-08-20Common Stock (159,801 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2015-12-2325,0000 total
    Exercise: $9.18Exp: 2020-12-11Common Stock (25,000 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2015-12-232,8720 total
    Common Stock (2,872 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2015-12-232,0190 total
    Common Stock (2,019 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2015-12-231,4100 total
    Common Stock (1,410 underlying)
  • Disposition to Issuer

    Stock Option

    2015-12-2368,7500 total
    Exercise: $18.81Exp: 2016-08-11Common Stock (68,750 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2015-12-233,0800 total
    Common Stock (3,080 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2015-12-2323,5850 total
    Exercise: $11.28Exp: 2018-07-12Common Stock (23,585 underlying)
  • Disposition to Issuer

    Stock Appreciation Right

    2015-12-2310,0000 total
    Exercise: $21.17Exp: 2020-04-24Common Stock (10,000 underlying)
Footnotes (5)
  • [F1]The awards vest and become exercisable in thirds on the first, second and third anniversary of the original grant date (subject to acceleration in certain circumstances).
  • [F2]These awards were cancelled in a merger pursuant to a business combination agreement by, among others, issuer, Grupo Villar Mir, S.A., and Grupo FerroAtlantica, S.A. in exchange for awards on the same terms for shares of FerroGlobe PLC common stock.
  • [F3]Each restricted stock unit represents the right to receive cash in an amount equal to the fair market value of one share of common stock, on the date of vesting of the subject restricted stock unit.
  • [F4]Each stock appreciation right represents the right to receive cash in an amount equal to the difference obtained by subtracting the exercise price from the fair market value of one share of the company's common stock, as of the date of exercise of the subject stock appreciation right.
  • [F5]The awards vest in thirds on the first, second and third anniversary of the original grant date (subject to acceleration in certain circumstances) and become exercisable on January 8, 2017.

Issuer

GLOBE SPECIALTY METALS INC

CIK 0001383571

Entity typeoperating

Related Parties

1
  • filerCIK 0001383571

Filing Metadata

Form type
4
Filed
Dec 23, 7:00 PM ET
Accepted
Dec 24, 8:03 AM ET
Size
24.0 KB