|4Dec 28, 1:26 PM ET

CU Bancorp 4

4 · CU Bancorp · Filed Dec 28, 2015

Insider Transaction Report

Form 4
Period: 2015-12-18
Williams Anne A
EVP and CCO
Transactions
  • Tax Payment

    Common Stock

    2015-12-18$25.89/sh726$18,796116,604 total
Holdings
  • Options to Purchase Common Stock

    Exercise: $12.20Exp: 2017-04-27Common Stock (8,500 underlying)
    8,500
Footnotes (3)
  • [F1]The Reporting Person is reporting the withholding by CU Bancorp of 726 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 1,933 shares of restricted stock to the Reporting Person on December 18, 2015, in accordance with the vesting schedule set forth in the restricted stock grant.
  • [F2]Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
  • [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION