4//SEC Filing
SJW CORP 4
Accession 0001209191-16-089413
$HTOCIK 0000766829operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:33 PM ET
Size
10.2 KB
Accession
0001209191-16-089413
Insider Transaction Report
Form 4
SJW CORPSJW
ROTH W RICHARD
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2016-01-04$29.40/sh−4,716$138,650→ 133,818 total - Award
Common Stock
2016-01-04$30.31/sh+2,887$87,505→ 136,705 total
Holdings
- 18,300(indirect: By Trust)
Common Stock
- 90,269(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Represents 4,716 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 11,963 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2016 pursuant to the terms of the January 2, 2013, January 2, 2014 and August 4, 2014 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
- [F2]Includes 21,598 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms, and 112,220 shares of the issuer's common stock underlying deferred restricted stock; and excludes an aggregate of 7,247 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 1 above.
- [F3]The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2015 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 4, 2016 based on the average of the closing selling prices of the issuer's common stock on each of the dates during the 2015 calendar year on which actual dividends on the common stock were paid.
- [F4]Includes 21,598 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 115,107 shares of the issuer's common stock underlying deferred restricted stock.
- [F5]Includes an aggregate of 7,247 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 1 above.
Documents
Issuer
SJW CORP
CIK 0000766829
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000766829
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 7:33 PM ET
- Size
- 10.2 KB