4//SEC Filing
CU Bancorp 4
Accession 0001209191-16-089997
CIK 0001543643operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:28 PM ET
Size
11.1 KB
Accession
0001209191-16-089997
Insider Transaction Report
Form 4
CU BancorpCUNB
Horton K Brian
DirectorPresident
Transactions
- Exercise/Conversion
Common Stock
2016-01-06$7.59/sh+28,268$214,554→ 85,928 total - Sale
Common Stock
2016-01-06$23.75/sh−28,268$671,365→ 57,660 total - Exercise/Conversion
Options to Purchase Common Stock
2016-01-06−28,268→ 9,954 totalExercise: $7.59Exp: 2016-06-21→ Common Stock (38,222 underlying)
Holdings
- 70,444(indirect: By Trust)
Common Stock
- 3,362(indirect: By Chester E Horton Jr. as Custodian for UTMA/CA for Christopher R. Horton)
Common Stock
Footnotes (5)
- [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- [F2]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2015.
- [F3]Represents the aggregate of sales effected on the same day at different prices.
- [F4]This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transactions were all effectuated within a one dollar range, ranging from $23.70 to $23.80 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
- [F5]As of filing date, the stock option grant is 100% vested and immediately exercisable.
Documents
Issuer
CU Bancorp
CIK 0001543643
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001543643
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:28 PM ET
- Size
- 11.1 KB