4//SEC Filing
Real Industry, Inc. 4
Accession 0001209191-16-090155
CIK 0000038984operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 7:49 PM ET
Size
6.9 KB
Accession
0001209191-16-090155
Insider Transaction Report
Form 4
Maheshwari Raj
Director
Transactions
- Award
Common Stock
2016-01-04+10,586→ 45,205 total
Holdings
- 111,996(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Shares of restricted common stock were issued under the Real Industry, Inc. Amended and Restated 2015 Equity Award Plan. Such shares will vest in full on January 1, 2017. Independent directors received an annual grant of restricted stock equal to $85,000 divided by the closing price of the Company's stock on the day prior to issuance. Vesting will be accelerated in the event of a change in control of the Company, death or disability of Mr. Maheshwari or in the event Mr. Maheshwari is not re-elected to the Board or is not nominated for election to the Board by the Company after indicating a willingness to serve.
- [F2]The managing director of Charleston Capital Advisors LLC is Raj Maheshwari, and Mr. Maheshwari may be deemed to have voting and dispositive power with respect to the shares held by Charleston Capital Advisors LLC. Mr. Maheshwari disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Maheshwari is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Documents
Issuer
Real Industry, Inc.
CIK 0000038984
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000038984
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 7:49 PM ET
- Size
- 6.9 KB