4//SEC Filing
STEMCELLS INC 4
Accession 0001209191-16-091030
$MBOTCIK 0000883975operating
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:05 PM ET
Size
6.1 KB
Accession
0001209191-16-091030
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
KOSHY GEORGE
Other
Transactions
- Tax Payment
Common Stock
2016-01-08$0.38/sh−28,457$10,814→ 357,073 total
Holdings
- 39,648(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 50,000 restricted stock units, with 25,000 of this vesting on each of May 24, 2016 and May 24, 2017; (2) 10,000 restricted stock units vesting on January 27, 2016; (3) 130,000 restricted stock units, with 65,000 of these vesting on each of January 8, 2017 and January 8, 2018; and (4) 65,500 restricted stock units with performance based vesting.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883975
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 5:05 PM ET
- Size
- 6.1 KB