STEMCELLS INC 4
4 · STEMCELLS INC · Filed Jan 12, 2016
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
KOSHY GEORGE
Other
Transactions
- Tax Payment
Common Stock
2016-01-08$0.38/sh−28,457$10,814→ 357,073 total
Holdings
- 39,648(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 50,000 restricted stock units, with 25,000 of this vesting on each of May 24, 2016 and May 24, 2017; (2) 10,000 restricted stock units vesting on January 27, 2016; (3) 130,000 restricted stock units, with 65,000 of these vesting on each of January 8, 2017 and January 8, 2018; and (4) 65,500 restricted stock units with performance based vesting.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.