4//SEC Filing
STEMCELLS INC 4
Accession 0001209191-16-091035
$MBOTCIK 0000883975operating
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:10 PM ET
Size
6.0 KB
Accession
0001209191-16-091035
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
MCGLYNN MARTIN M
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2016-01-08$0.38/sh+236,736$89,960→ 2,230,297 total
Holdings
- 33,745(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 350,000 restricted stock units, with 175,000 of these vesting on each of June 14, 2016 and June 14, 2017; (2) 837,000 restricted stock units, with 418,500 of these vesting on each of January 8, 2017 and January 8, 2018; and (3) 418,500 restricted stock units with performance based vesting.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883975
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 5:10 PM ET
- Size
- 6.0 KB