ARDELYX, INC. 4
4 · ARDELYX, INC. · Filed Jan 14, 2016
Insider Transaction Report
Form 4
ARDELYX, INC.ARDX
Weller Harry R
10% Owner
Transactions
- Purchase
Common Stock
2016-01-13$10.00/sh+500,000$5,000,000→ 1,901,869 total(indirect: See Note 2) - Purchase
Common Stock
2016-01-13$10.00/sh+500,000$5,000,000→ 1,901,869 total(indirect: See Note 3)
Footnotes (3)
- [F1]Reports the purchase of shares in the underwritten public offering of common stock of Ardelyx, Inc.
- [F2]The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
- [F3]The Reporting Person is a manager of NEA 15 GP which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L. P. ("NEA Opportunity 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Opportunity 15 in which the Reporting Person has no pecuniary interest.