|4Jan 20, 6:27 PM ET

BANK MUTUAL CORP 4

4 · BANK MUTUAL CORP · Filed Jan 20, 2016

Insider Transaction Report

Form 4
Period: 2016-01-19
Baumgarten David A
DirectorPresident
Transactions
  • Award

    Common Stock

    2016-01-19+20,800188,925 total
Holdings
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (50,000 underlying)
    50,000
  • Options to buy

    Exercise: $7.17Exp: 2024-01-21Common Stock (20,000 underlying)
    20,000
  • Options to buy

    Exercise: $7.22Exp: 2020-05-03Common Stock (50,000 underlying)
    50,000
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (40,000 underlying)
    40,000
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (24,000 underlying)
    24,000
Footnotes (6)
  • [F1]Restricted stock grant under the 2014 Incentive Compensation Plan. The shares (20,500 shares in the original grant) vest in annual installments of 33% each beginning January 19, 2017.
  • [F2]Includes shares acquired through a dividend reinvestment plan.
  • [F3]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (40,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (24,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION