Home/Filings/4/0001209191-16-092738
4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-16-092738

CIK 0001123270operating

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 6:33 PM ET

Size

11.7 KB

Accession

0001209191-16-092738

Insider Transaction Report

Form 4
Period: 2016-01-19
HERR MARK C
Director
Transactions
  • Award

    Common Stock

    2016-01-19+1,80014,083 total
Holdings
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (15,000 underlying)
    15,000
  • Common Stock

    (indirect: By Trust)
    6,427
  • Common Stock

    (indirect: By Trust)
    28,586
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (11,000 underlying)
    11,000
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (15,000 underlying)
    15,000
  • Options to buy

    Exercise: $7.17Exp: 2024-01-21Common Stock (7,500 underlying)
    7,500
Footnotes (7)
  • [F1]As trustee of the Herr-Huebner Revocable Trust.
  • [F2]Restricted stock grant under the 2014 Incentive Compensation Plan. The shares (1,800 shares in the original grant) vest in annual installments of 33% each beginning January 19, 2017.
  • [F3]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
  • [F4]Directors Stock Option. The option is fully vested.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:33 PM ET
Size
11.7 KB