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4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-16-092746

CIK 0001123270operating
View on SEC.govCompany Profile

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 6:40 PM ET

Size

14.6 KB

Accession

0001209191-16-092746

Insider Transaction Report

Form 4
Period: 2016-01-19
BANK MUTUAL CORPBKMU
Schroeder Richard L
Controller
Transactions
  • Award

    Options to buy

    2016-01-19+3,600→ 3,600 total
    Exercise: $7.29Exp: 2026-01-19→ Common Stock (3,600 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    1,834

  • Options to buy

    Exercise: $3.39Exp: 2022-01-17→ Common Stock (7,500 underlying)
    7,500

  • Options to buy

    Exercise: $4.82Exp: 2023-01-22→ Common Stock (5,000 underlying)
    5,000

  • Options to buy

    Exercise: $6.70Exp: 2025-01-20→ Common Stock (1,500 underlying)
    1,500

  • Common Stock

    (indirect: By 401(k))
    920

  • Options to buy

    Exercise: $7.17Exp: 2024-01-21→ Common Stock (3,500 underlying)
    3,500

  • Common Stock

    2,500

  • Options to buy

    Exercise: $5.05Exp: 2021-01-18→ Common Stock (8,000 underlying)
    8,000
Footnotes (9)
  • [F1]Includes shares acquired through a dividend reinvestment plan.
  • [F2]Held in the Bank Mutual Corporation 401(k) Plan.
  • [F3]Shares held by Mr. Schroeder's wife.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (5,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (3,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
  • [F8]Stock options granted under the 2014 Incentive Compensation Plan. The options (1,500 in the original grant) vest in annual installments of 33% each beginning January 20, 2016
  • [F9]Stock options granted under the 2014 Incentive Compensation Plan. The options (3,600 in the original grant) vest in annual installments of 33% each beginning January 19, 2017.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:40 PM ET
Size
14.6 KB
View on SEC.gov