4//SEC Filing
STEMCELLS INC 4
Accession 0001209191-16-094041
$MBOTCIK 0000883975operating
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 8:41 PM ET
Size
6.1 KB
Accession
0001209191-16-094041
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2016-01-27$0.35/sh−14,228$4,978→ 507,273 total
Holdings
- 35,610(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 140,000 restricted stock units, with 70,000 of these vesting on each of May 24, 2016, and May 24, 2017; (2) 160,000 restricted stock units, with 80,000 of these vesting on each of January 8, 2017 and January 8, 2018; and (3) 80,000 restricted stock units with performance based vesting.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883975
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 8:41 PM ET
- Size
- 6.1 KB