AUBURN NATIONAL BANCORPORATION, INC 4
4 · AUBURN NATIONAL BANCORPORATION, INC · Filed Feb 3, 2016
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Gift
common stock
2016-02-02−10,981→ 0 total(indirect: 5 year GRAT dated 1-31-11)
Holdings
- 3,865(indirect: By Foundation)
common stock
- 18,950(indirect: By Spouse)
common stock
- 621,767
common stock
- 65,892(indirect: 8 year GRAT dated 12-23-09)
common stock
Footnotes (5)
- [F1]Shares of AUBN common stock are held by the E. L. Spencer, Jr. Foundation, a company in which Mr. Edward L. Spencer, Jr. is President, as to which Mr. Edward L. Spencer, Jr. may be deemed to have shared voting and investment power.
- [F2]Reflects the distribution of 12,953 shares of AUBN common stock from the trust to Mr. Spencer pursuant to the terms of the trust, which shares are now reflected as directly owned by Mr. Spencer.
- [F3]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F4]Reflects the distribution of 9,896 shares of AUBN common stock from the trust to Mr. Spencer pursuant to the terms of the trust, which shares are now reflected as directly owned by Mr. Spencer.
- [F5]Shares of AUBN common stock are held by the E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 1-31-11. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.