Home/Filings/4/0001209191-16-096281
4//SEC Filing

CU Bancorp 4

Accession 0001209191-16-096281

CIK 0001543643operating

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 12:32 PM ET

Size

7.6 KB

Accession

0001209191-16-096281

Insider Transaction Report

Form 4
Period: 2016-02-02
Transactions
  • Award

    Common Stock

    2016-02-02+4,33548,535 total
  • Exercise/Conversion

    Options to Purchase Common Stock

    2015-08-249000 total
    Exercise: $12.52Exp: 2015-10-27Common Stock (900 underlying)
Footnotes (3)
  • [F1]4,335 restricted shares of common stock were granted to the Reporting Person on February 2, 2016, pursuant to the 2015 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock awards vest 50% on the second Tuesday in December 2016, and the remaining 50% on the second Tuesday in December, 2017.
  • [F2]Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
  • [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.

Issuer

CU Bancorp

CIK 0001543643

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001543643

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 12:32 PM ET
Size
7.6 KB