4//SEC Filing
CU Bancorp 4
Accession 0001209191-16-096287
CIK 0001543643operating
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 12:53 PM ET
Size
9.1 KB
Accession
0001209191-16-096287
Insider Transaction Report
Form 4
CU BancorpCUNB
Horton K Brian
DirectorPresident
Transactions
- Exercise/Conversion
Options to Purchase Common Stock
2016-01-06−28,268→ 9,954 totalExercise: $7.59Exp: 2016-06-21→ Common Stock (38,222 underlying) - Award
Common Stock
2016-02-02−6,914→ 64,574 total
Holdings
- 70,444(indirect: By Trust)
Common Stock
- 3,362(indirect: By Chester E Horton Jr. as Custodian for UTMA/CA for Christopher R. Horton)
Common Stock
Footnotes (3)
- [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- [F2]6,914 restricted shares of common stock were granted to the Reporting Person on February 2, 2016, pursuant to the 2015 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock awards vest 50% on the second Tuesday in December 2016, and the remaining 50% on the second Tuesday in December, 2017.
- [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.
Documents
Issuer
CU Bancorp
CIK 0001543643
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001543643
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 12:53 PM ET
- Size
- 9.1 KB