Neonode, Inc 4/A
4/A · Neonode, Inc · Filed Feb 16, 2016
Insider Transaction Report
Form 4/AAmended
Neonode, IncNEON
Bystedt Per Ivar Gosta
Director10% Owner
Transactions
- Exercise of In-Money
Warrant
2013-08-12−320,000→ 0 totalExercise: $1.38From: 2011-04-15Exp: 2013-10-15→ Common Stock (320,000 underlying) - Exercise of In-Money
Warrant
2013-08-12−67,773→ 0 totalExercise: $1.38From: 2010-10-18Exp: 2013-10-18→ Common Stock (67,773 underlying) - Exercise of In-Money
Warrant
2013-08-12−227,661→ 0 total(indirect: through Iwo Jima sarl, a company owned by Mr. Bystedt)Exercise: $1.38From: 2010-10-18Exp: 2013-10-18→ Common Stock (227,661 underlying) - Exercise of In-Money
Common Stock
2013-08-12$1.38/sh+67,773$93,188→ 768,451 total - Exercise of In-Money
Common Stock
2013-08-12$1.38/sh+320,000$440,000→ 759,392 total - Sale
Common Stock
2013-08-12$7.49/sh−12,435$93,188→ 756,016 total - Sale
Common Stock
2013-08-12$7.49/sh−41,771$313,032→ 3,182,189 total(indirect: through Iwo Jima sarl, a company owned by Mr. Bystedt) - Sale
Common Stock
2013-08-12$7.49/sh−58,714$440,003→ 700,678 total - Exercise of In-Money
Common Stock
2013-08-12$1.38/sh+227,661$313,034→ 3,223,960 total(indirect: through Iwo Jima sarl, a company owned by Mr. Bystedt)
Footnotes (4)
- [F1]Mr. Bystedt exercised a warrant to purchase 320,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 261,286 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
- [F2]Reflects a correction in the amount of securities beneficially owned as reported in the Form 4 amendment filed by Mr. Bystedt on September 7, 2012. That previous Form 4 amendment indicated a direct beneficial ownership of 429,392; however, the effect of the purchase of 20,000 shares reported therein equated to a direct beneficial ownership of 439,392 shares.
- [F3]Mr. Bystedt exercised a warrant to purchase 67,773 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 55,338 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
- [F4]Mr. Bystedt exercised an indirect beneficially-owned warrant to purchase 227,661 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 185,890 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.