Home/Filings/5/0001209191-16-098987
5//SEC Filing

HCA Holdings, Inc. 5

Accession 0001209191-16-098987

$HCACIK 0000860730operating

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 8:08 PM ET

Size

19.4 KB

Accession

0001209191-16-098987

Insider Transaction Report

Form 5
Period: 2015-12-31
Transactions
  • Gift

    Common Stock, par value $0.01 per share

    2015-02-25625,674.3880 total(indirect: By LLC)
  • Gift

    Common Stock, par value $0.01 per share

    2015-05-26317,0760 total(indirect: By LLC)
  • Gift

    Common Stock, par value $0.01 per share

    2015-02-25213,824.8830 total(indirect: By LLC)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: By LLC)
    72,561.63
  • Common Stock, par value $0.01 per share

    (indirect: By LLC)
    204,968.49
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    72,589.065
  • Common Stock, par value $0.01 per share

    (indirect: By LLC)
    340,217
  • Common Stock, par value $0.01 per share

    (indirect: By LLC)
    168,876
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    6,657,331.318
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    387,659.755
  • Common Stock, par value $0.01 per share

    (indirect: By LLC)
    36,629,163.859
Footnotes (5)
  • [F1]Hercules Holding II, LLC ("Hercules") holds 84,137,913 shares of the common stock of HCA Holdings, Inc. Hercules has issued one unit per share of HCA Holdings, Inc. that it owns directly. Hercules is held by a private investor group, including affiliates of Kohlberg Kravis Roberts & Co. L.P. and affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.
  • [F2]The Reporting Person is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II, (iii) Thomas F. Frist, Jr. 2013 Grantor Retained Annuity Trust and (iv) Thomas F. Frist, Jr. 2010 Grantor Retained Annuity Trust and may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
  • [F3]The Reporting Person's husband is the trustee of (i) Thomas F. Frist GST Tax Exempt Trust, (ii) Patricia Champion Frist 2013 Grantor Retained Annuity Trust No. 3, (iii) Patricia Champion Frist 2015 Grantor Retained Annuity Trust and (iv) Patricia Champion Frist 2013 Grantor Retained Annuity Trust and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
  • [F4]The Reporting Person directly owns 204,968.4898 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. by virtue of her membership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 72,561.6299 units of Hercules, through an indirect pecuniary interest in such units held by her husband, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
  • [F5]The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc., by virtue of her position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.

Issuer

HCA Holdings, Inc.

CIK 0000860730

Entity typeoperating

Related Parties

1
  • filerCIK 0000860730

Filing Metadata

Form type
5
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 8:08 PM ET
Size
19.4 KB