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4//SEC Filing

CHART INDUSTRIES INC 4

Accession 0001209191-16-100616

$GTLSCIK 0000892553operating
View on SEC.govCompany Profile

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 5:01 PM ET

Size

24.5 KB

Accession

0001209191-16-100616

Insider Transaction Report

Form 4
Period: 2016-02-17
CHART INDUSTRIES INCGTLS
Klaben Matthew J
VP, General Counsel and Sec
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2016-02-17+1,430→ 36,169 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2016-02-17$17.75/sh−553$9,816→ 35,616 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $30.95Exp: 2018-01-02→ Common Stock (3,020 underlying)
    3,020

  • Stock Option (Right to Buy)

    Exercise: $11.00Exp: 2019-01-02→ Common stock (5,210 underlying)
    5,210

  • Stock Option (Right to Buy)

    Exercise: $17.03Exp: 2020-01-04→ Common Stock (5,730 underlying)
    5,730

  • Stock Option (Right to Buy)

    Exercise: $36.45Exp: 2021-01-03→ Common Stock (3,560 underlying)
    3,560

  • Stock Option (Right to Buy)

    Exercise: $55.93Exp: 2022-01-03→ Common Stock (3,000 underlying)
    3,000

  • Stock Option (Right to Buy)

    Exercise: $68.21Exp: 2023-01-02→ Common Stock (2,800 underlying)
    2,800

  • Stock Option (Right to Buy)

    Exercise: $93.34Exp: 2024-01-02→ Common Stock (2,590 underlying)
    2,590

  • Restricted Stock Unit

    Exercise: $0.00Exp: 2017-01-02→ Common Stock (1,400 underlying)
    1,400

  • Stock Option (Right to Buy)

    Exercise: $34.27Exp: 2025-01-02→ Common Stock (9,290 underlying)
    9,290

  • Stock Option (Right to Buy)

    Exercise: $17.72Exp: 2026-01-04→ Common Stock (20,250 underlying)
    20,250
Footnotes (14)
  • [F1]Represents performance units granted on January 2, 2013, under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.
  • [F10]These options were granted on January 2, 2013 pursuant to the the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F11]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F12]These LRSUs were granted on January 2, 2014 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
  • [F13]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F14]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F2]6,040 and 1,821 shares of the total amount beneficially owned were granted on January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
  • [F3]The reporting person surrendered 553 shares upon vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
  • [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  • [F5]These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F6]These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F7]These options were granted on January 4, 2010 pursuant to the the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F8]These options were granted on January 3, 2011 pursuant to the the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F9]These options were granted on January 3, 2012 pursuant to the the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Documents

1 file

Issuer

CHART INDUSTRIES INC

CIK 0000892553

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Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000892553

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:01 PM ET
Size
24.5 KB
View on SEC.gov