CHART INDUSTRIES INC 4
4 · CHART INDUSTRIES INC · Filed Feb 19, 2016
Insider Transaction Report
Form 4
Webster Kenneth J
CAO and Controller
Transactions
- Award
Common Stock, par value $0.01 per share
2016-02-17+670→ 11,974 total - Tax Payment
Common Stock, par value $0.01 per share
2016-02-17$17.75/sh−256$4,544→ 11,718 total
Holdings
- 965
Stock Option (Right to Buy)
Exercise: $17.03Exp: 2020-01-04→ Common Stock (965 underlying) - 2,590
Stock Option (Right to Buy)
Exercise: $36.45Exp: 2021-01-03→ Common Stock (2,590 underlying) - 1,520
Stock Option (Right to Buy)
Exercise: $55.93Exp: 2022-01-03→ Common Stock (1,520 underlying) - 1,310
Stock Option (Right to Buy)
Exercise: $68.21Exp: 2023-01-02→ Common Stock (1,310 underlying) - 1,200
Stock Option (Right to Buy)
Exercise: $93.34Exp: 2024-01-02→ Common Stock (1,200 underlying) - 650
Restricted Stock Unit
Exercise: $0.00Exp: 2017-01-02→ Common Stock (650 underlying) - 3,950
Stock Option (Right to Buy)
Exercise: $34.27Exp: 2025-01-02→ Common Stock (3,950 underlying) - 8,690
Stock Option (Right to Buy)
Exercise: $17.72Exp: 2026-01-04→ Common Stock (8,690 underlying)
Footnotes (12)
- [F1]Represents performance units granted on January 2, 2013, under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.
- [F10]These LRSUs were granted on January 2, 2014 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
- [F11]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F12]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F2]2,590 and 774 shares of the total amount beneficially owned were granted on January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F3]The reporting person surrendered 256 shares upon vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F5]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F6]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F7]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F8]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F9]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.