Home/Filings/4/0001209191-16-100742
4//SEC Filing

DreamWorks Animation SKG, Inc. 4

Accession 0001209191-16-100742

CIK 0001297401operating

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 8:23 PM ET

Size

9.9 KB

Accession

0001209191-16-100742

Insider Transaction Report

Form 4
Period: 2016-02-17
KATZENBERG JEFFREY
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE

    2016-02-17+38,282270,149 total
  • Tax Payment

    CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE

    2016-02-17$21.71/sh14,387$312,342255,762 total
  • Award

    CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE

    2016-02-17+114,848370,610 total
Holdings
  • CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE

    (indirect: By Trust)
    976,919
Footnotes (2)
  • [F1]Shares of Class A Common Stock acquired upon settlement of 25% of an award of performance-based restricted stock units (the "162(m) RSUs") granted to Mr. Katzenberg on November 3, 2014, under the Company's Amended and Restated 2008 Omnibus Incentive Compensation Plan. The 162(m) RSUs were previously disclosed in the Definitive Proxy Statement for the Company's 2015 Annual Meeting of Stockholders. The vesting of all of the 162(m) RSUs was subject to achievement of performance goals for the 2015 performance period, as well as continued service through the applicable vesting date. On February 17, 2016, the Compensation Committee of the Company's Board of Directors certified that the applicable performance goals were achieved with respect to the 162(m) RSUs and, thus, the first 25% of the 162(m) RSUs vested.
  • [F2]Represents the remaining 75% of the 162(m) RSUs. Such 162(m) RSUs remain subject to service-based vesting conditions, and will vest in equal installments on November 3, 2016, 2017 and 2018, subject to the reporting person's continued employment through the applicable vesting date.

Issuer

DreamWorks Animation SKG, Inc.

CIK 0001297401

Entity typeoperating

Related Parties

1
  • filerCIK 0001297401

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 8:23 PM ET
Size
9.9 KB