4//SEC Filing
HeartWare International, Inc. 4
Accession 0001209191-16-101519
CIK 0001389072operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 5:41 PM ET
Size
8.5 KB
Accession
0001209191-16-101519
Insider Transaction Report
Form 4
LaRose Jeffrey
Chief Scientifc Officer
Transactions
- Award
Restricted Stock Unit
2016-02-19+3,000→ 11,200 totalExp: 2020-02-19→ Common Stock (3,000 underlying) - Award
Stock Option (right to buy)
2016-02-19+5,000→ 5,000 totalExercise: $33.49Exp: 2026-02-19→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F2]The restricted stock units vest in four equal annual installments commencing on the first anniversary of the date of grant subject to the reporting person's continued employment by the Company through each anniversary date. In addition, the restricted stock units will immediately vest upon a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.
- [F3]The stock options vest in three equal annual installments commencing on the first anniversary of the date of grant subject to the reporting person's continued employment by the Company through each anniversary date. In addition, the stock options will immediately vest upon a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001389072
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 5:41 PM ET
- Size
- 8.5 KB