|4Feb 24, 2:16 PM ET

NANOPHASE TECHNOLOGIES Corp 4

4 · NANOPHASE TECHNOLOGIES Corp · Filed Feb 24, 2016

Insider Transaction Report

Form 4
Period: 2016-02-23
CESARIO FRANK
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2016-02-23$0.42/sh+31,500$13,23031,500 total
    Exercise: $0.42From: 2017-02-23Exp: 2026-02-23Common Stock (31,500 underlying)
Holdings
  • Common Stock

    83,783
  • Common Stock (right to buy)

    Exercise: $0.52From: 2015-02-13Exp: 2024-02-13Common Stock (40,000 underlying)
    40,000
  • Common Stock (right to buy)

    Exercise: $1.70From: 2011-05-03Exp: 2020-05-03Common Stock (20,000 underlying)
    20,000
  • Common Stock (right to buy)

    Exercise: $0.30From: 2013-08-07Exp: 2022-08-07Common Stock (13,667 underlying)
    13,667
  • Common Stock (right to buy)

    Exercise: $1.07From: 2010-06-24Exp: 2019-06-24Common Stock (20,000 underlying)
    20,000
  • Common Stock (right to buy)

    Exercise: $1.26From: 2012-05-02Exp: 2021-05-02Common Stock (31,000 underlying)
    31,000
  • Common Stock (right to buy)

    Exercise: $0.41From: 2014-02-14Exp: 2023-02-14Common Stock (13,000 underlying)
    13,000
  • Common Stock (right to buy)

    Exercise: $0.44From: 2016-02-18Exp: 2025-02-18Common Stock (36,000 underlying)
    36,000
Footnotes (1)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION