Home/Filings/4/0001209191-16-103540
4//SEC Filing

Financial Engines, Inc. 4

Accession 0001209191-16-103540

CIK 0001430592operating

Filed

Feb 28, 7:00 PM ET

Accepted

Feb 29, 6:58 PM ET

Size

9.3 KB

Accession

0001209191-16-103540

Insider Transaction Report

Form 4
Period: 2016-02-26
Tuttle Anne S.
See Remarks
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2016-02-268941,788 total
    Exercise: $0.00Common Stock (894 underlying)
  • Exercise/Conversion

    Common Stock

    2016-02-26+89412,394 total
  • Tax Payment

    Common Stock

    2016-02-26$24.59/sh336$8,26212,061 total
Footnotes (5)
  • [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2015
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  • [F3]The option award vests as to 4,927 shares on 11/18/12, and the remaining shares vest monthly thereafter from 12/18/12 to 11/18/15
  • [F4]The restricted stock units vest in four equal annual installments beginning 2/26/15.
  • [F5]No expiration date.

Issuer

Financial Engines, Inc.

CIK 0001430592

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001430592

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Feb 29, 6:58 PM ET
Size
9.3 KB