4//SEC Filing
NASDAQ, INC. 4
Accession 0001209191-16-104038
$NDAQCIK 0001120193operating
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 5:03 PM ET
Size
11.0 KB
Accession
0001209191-16-104038
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
Jochumsen Hans-Ole
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2016-02-26$63.85/sh−28,905$1,845,584→ 41,454 total - Award
Common Stock, par value $0.01 per share
2016-02-26+60,967→ 70,359 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 15,771
Employee Stock Option (Right to Buy)
Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying)
Footnotes (4)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on July 25, 2013. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2013 through December 31, 2015. On February 26, 2016, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2015.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 40,294 vested shares underlying performance share units and (ii) 1,160 shares purchased pursuant to the Employee Stock Purchase Plan.
- [F4]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 29, 7:00 PM ET
- Accepted
- Mar 1, 5:03 PM ET
- Size
- 11.0 KB