4//SEC Filing
SJW CORP 4
Accession 0001209191-16-104315
$HTOCIK 0000766829operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 2:46 PM ET
Size
9.4 KB
Accession
0001209191-16-104315
Insider Transaction Report
Form 4
SJW CORPSJW
ROTH W RICHARD
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2016-02-29$36.26/sh−2,494$90,432→ 136,705 total - Award
Common Stock
2016-02-29+6,639→ 143,344 total
Holdings
- 94,414(indirect: By Trust)
Common Stock
- 18,300(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Represents 6,639 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2015 calendar year period and continued service by the reporting person through December 31, 2015.
- [F2]Includes 21,598 shares of the issuer's common stock underlying RSUs, which will vest and become issuable in accordance with their terms, 115,107 shares of the issuer's common stock underlying deferred restricted stock, and 6,639 shares of common stock that became issuable pursuant to the ROE RSUs reported herein.
- [F3]Represents 2,494 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.
- [F4]Includes 21,598 shares of the issuer's common stock underlying RSUs, which will vest and become issuable in accordance with their terms, 115,107 shares of the issuer's common stock underlying deferred restricted stock, and excludes an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Trust dated December 17, 2004 immediately following the vesting of the ROE RSUs reported herein.
- [F5]Includes an aggregate of 4,145 shares of the issuer's common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Trust dated December 17, 2004 immediately following the vesting of the ROE RSUs reported herein.
Documents
Issuer
SJW CORP
CIK 0000766829
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000766829
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 2:46 PM ET
- Size
- 9.4 KB