RR Donnelley & Sons Co 4
4 · RR Donnelley & Sons Co · Filed Mar 2, 2016
Insider Transaction Report
Form 4
BETTMAN SUZANNE S
Exec VP/General Counsel
Transactions
- Award
Common Stock
2016-02-29+69,900→ 252,689 total - Tax Payment
Common Stock
2016-02-29$15.18/sh−7,775$118,025→ 269,914 total - Exercise/Conversion
Common Stock
2016-02-29+25,000→ 277,689 total - Exercise/Conversion
Performance Share Units
2016-02-29−25,000→ 0 totalExp: 2015-12-31→ Common Stock (25,000 underlying)
Holdings
- 394(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest 100% on March 2, 2019.
- [F2]Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. The PSUs were earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2013 and ending December 31, 2015. Awards could range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects vesting of 100% of PSUs.
- [F3]Shares were withheld as payment of a tax liability incident to vesting of performance share units issued in accordance with Rule 16b-3.
- [F4]Includes 102,501 shares held directly, 2,973 shares held through dividend reinvestment plan and 164,440 restricted stock units.