4//SEC Filing
CEMPRA, INC. 4
Accession 0001209191-16-105545
CIK 0001461993operating
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:29 PM ET
Size
22.7 KB
Accession
0001209191-16-105545
Insider Transaction Report
Form 4
CEMPRA, INC.CEMP
Intersouth Associates VI, LLC
10% Owner
Transactions
- Other
Common Stock
2015-08-06−405,742→ 939,816 total(indirect: by Intersouth Partners VII, L.P) - Other
Common Stock
2015-08-06−594,258→ 1,376,471 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Warrant
2015-08-18−15,790→ 0 total(indirect: by Intersouth Partners VI, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (15,790 underlying) - Exercise/Conversion
Warrant
2015-08-18−23,686→ 0 total(indirect: by Intersouth Partners VII, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (23,686 underlying) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+23,686$142,116→ 963,502 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+15,790$94,740→ 1,392,261 total(indirect: by Intersouth Partners VI, L.P)
INTERSOUTH PARTNERS VI LP
10% Owner
Transactions
- Other
Common Stock
2015-08-06−594,258→ 1,376,471 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+15,790$94,740→ 1,392,261 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Warrant
2015-08-18−23,686→ 0 total(indirect: by Intersouth Partners VII, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (23,686 underlying) - Other
Common Stock
2015-08-06−405,742→ 939,816 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+23,686$142,116→ 963,502 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Warrant
2015-08-18−15,790→ 0 total(indirect: by Intersouth Partners VI, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (15,790 underlying)
INTERSOUTH PARTNERS VII L P
10% Owner
Transactions
- Other
Common Stock
2015-08-06−405,742→ 939,816 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+23,686$142,116→ 963,502 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Warrant
2015-08-18−15,790→ 0 total(indirect: by Intersouth Partners VI, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (15,790 underlying) - Other
Common Stock
2015-08-06−594,258→ 1,376,471 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+15,790$94,740→ 1,392,261 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Warrant
2015-08-18−23,686→ 0 total(indirect: by Intersouth Partners VII, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (23,686 underlying)
Intersouth Associates VII, LLC
10% Owner
Transactions
- Other
Common Stock
2015-08-06−405,742→ 939,816 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+15,790$94,740→ 1,392,261 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Warrant
2015-08-18−15,790→ 0 total(indirect: by Intersouth Partners VI, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (15,790 underlying) - Other
Common Stock
2015-08-06−594,258→ 1,376,471 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Warrant
2015-08-18−23,686→ 0 total(indirect: by Intersouth Partners VII, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (23,686 underlying) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+23,686$142,116→ 963,502 total(indirect: by Intersouth Partners VII, L.P)
Mumma Mitch
10% Owner
Transactions
- Other
Common Stock
2015-08-06−594,258→ 1,376,471 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+15,790$94,740→ 1,392,261 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Warrant
2015-08-18−15,790→ 0 total(indirect: by Intersouth Partners VI, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (15,790 underlying) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+23,686$142,116→ 963,502 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Warrant
2015-08-18−23,686→ 0 total(indirect: by Intersouth Partners VII, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (23,686 underlying) - Other
Common Stock
2015-08-06−405,742→ 939,816 total(indirect: by Intersouth Partners VII, L.P)
Dougherty Dennis
10% Owner
Transactions
- Other
Common Stock
2015-08-06−594,258→ 1,376,471 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+15,790$94,740→ 1,392,261 total(indirect: by Intersouth Partners VI, L.P) - Exercise/Conversion
Common Stock
2015-08-18$6.00/sh+23,686$142,116→ 963,502 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Warrant
2015-08-18−15,790→ 0 total(indirect: by Intersouth Partners VI, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (15,790 underlying) - Other
Common Stock
2015-08-06−405,742→ 939,816 total(indirect: by Intersouth Partners VII, L.P) - Exercise/Conversion
Warrant
2015-08-18−23,686→ 0 total(indirect: by Intersouth Partners VII, L.P)Exercise: $6.00Exp: 2018-08-05→ Common Stock (23,686 underlying)
Footnotes (5)
- [F1]Distribution of shares by Intersouth Partners VI, L.P to its limited partners.
- [F2]The reportable securities are owned directly by Intersouth Partners VI, L.P. ("ISP VI"). The shares directly held by ISP VI are indirectly held by Intersouth Associates VI, LLC ("ISA VI"), as general partner of ISP VI, and each of the individual managing members of ISA VI. The individual managing members (collectively, the "ISA VI Member Managers") of ISA VI are Mitch Mumma and Dennis Dougherty. ISA VI Member Managers may share voting and dispositive power over the shares directly held by ISP VI.
- [F3]Distribution of shares by Intersouth Partners VII, L.P to its limited partners.
- [F4]The reportable securities are owned directly by Intersouth Partners VII, L.P. ("ISP VII"). The shares directly held by ISP VII are indirectly held by Intersouth Associates VII, LLC ("ISA VII"), as general partner of ISP VII, and each of the individual managing members of ISA VII. The individual managing members (collectively, the "ISA VII Member Managers") of ISA VII are Mitch Mumma and Dennis Dougherty. ISA VII Member Managers may share voting and dispositive power over the shares directly held by ISP VII.
- [F5]Immediately.
Documents
Issuer
CEMPRA, INC.
CIK 0001461993
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001461993
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:29 PM ET
- Size
- 22.7 KB