TUBEMOGUL INC 4
4 · TUBEMOGUL INC · Filed Mar 10, 2016
Insider Transaction Report
Form 4
TUBEMOGUL INCTUBE
Wang Fred
10% Owner
Transactions
- Sale
Common Stock
2016-03-09$12.84/sh−9,341$119,938→ 0 total(indirect: By Trust)
Holdings
- 29,789(indirect: By Trinity X Side-By-Side Fund, L.P.)
Common Stock
- 5,260,499(indirect: By Trinity Ventures X, L.P.)
Common Stock
- 50,870(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Common Stock
- 2,922(indirect: By TVL Management Corporation)
Common Stock
Footnotes (4)
- [F1]Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
- [F2]The Reporting Person is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The Reporting Person serves as an officer of TVL Management Corporation. The Reporting Person disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein.
- [F3]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $12.74 to $13.12 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]The shares are held by the Wang Family Trust (the "Wang Family Trust"). The Reporting Person is a trustee of the Wang Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of her proportionate pecuniary interest therein.