Five9, Inc. 4
4 · Five9, Inc. · Filed Mar 11, 2016
Insider Transaction Report
Form 4
Five9, Inc.FIVN
KERTZMAN MITCHELL
Director10% Owner
Transactions
- Other
Common Stock
2016-03-10−400,000→ 8,010,041 total(indirect: See Footnote)
Holdings
- 52,173
Common Stock
Footnotes (3)
- [F1]The reported shares are held directly by Mitchell Kertzman, who is a managing member of Hummer Winblad Equity Partners V, L.L.C. ("HWEP V"), which is the General Partner of Hummer Winblad Venture Partners V, L.P. ("HWVP V") and Hummer Winblad Venture Partners V-A, L.P. ("HWVP VA"). By agreement with HWEP V, Mr. Kertzman is deemed to hold the shares for the benefit of HWEP V. Mr. Kertzman disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F2]HWVP V distributed for no consideration an aggregate of 400,000 shares of Common Stock of the Issuer to its limited partners on a pro rata basis.
- [F3]The reported shares are held directly by HWVP V as nominee for HWVP V and HWVP VA. John Hummer, Ann Winblad and Mitchell Kertzman are the managing members of HWEP V, which is the general partner of HWVP V and HWVP VA. HWEP V, Mr. Hummer, Ms. Winblad and Mr. Kertzman disclaim beneficial ownership of all securities held by HWVP V, except to the extent of their pecuniary interests therein.