4/A//SEC Filing
ASPEN AEROGELS INC 4/A
Accession 0001209191-16-108653
$ASPNCIK 0001145986operating
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 6:36 PM ET
Size
8.0 KB
Accession
0001209191-16-108653
Insider Transaction Report
Form 4/AAmended
Ball Jeffrey Alan
VP, Operations
Transactions
- Award
Common Stock
2016-03-01+18,796→ 41,674 total - Award
Stock Options (right to buy)
2016-03-01+36,717→ 36,717 totalExercise: $3.99Exp: 2026-03-01→ Common Stock (36,717 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on March 1, 2017, an additional one-third of the shares on March 1, 2018, and the remaining one-third of the shares on March 1, 2019.
- [F2]Represents 2,591 shares of Common Stock and 39,083 RSUs
- [F3]This amendment is filed solely to correct the number of securities beneficially owned following the reported transactions. The original filed on 3/3/2016 erroneously reported the number of shares of Common Stock as 5,293 instead of 2,591. All other aspects of the transactions originally reported remain the same.
- [F4]The options vest as to one-third of the shares on March 1, 2017, an additional one-third of the shares on March 1, 2018 and the remaining one-third of the shares on March 1, 2019.
Documents
Issuer
ASPEN AEROGELS INC
CIK 0001145986
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001145986
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 6:36 PM ET
- Size
- 8.0 KB