4//SEC Filing
GLOBEIMMUNE INC 4
Accession 0001209191-16-109559
CIK 0001245104operating
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 6:10 PM ET
Size
5.8 KB
Accession
0001209191-16-109559
Insider Transaction Report
Form 4
GLOBEIMMUNE INCGBIM
LAWLOR AUGUSTINE
Director10% Owner
Transactions
- Sale
Common Stock
2016-03-18$1.55/sh−11,000$17,050→ 463,267 total(indirect: By Partnership)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (1) to this Form 4.
- [F2]These securities are held of record by HealthCare Ventures VII, L.P. ("HCVVII"). HealthCare Partners VII, L.P. ("HCPVII") is the General Partner of HCVVII. Mr. Lawlor, a member of the Board of Directors of the Issuer, is a general partner of HCPVII and, as such, exercises shared voting and investment power with respect to the shares owned by HCVVII. Mr. Lawlor disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
GLOBEIMMUNE INC
CIK 0001245104
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001245104
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 6:10 PM ET
- Size
- 5.8 KB