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4//SEC Filing

EPIQ SYSTEMS INC 4

Accession 0001209191-16-111524

CIK 0001027207operating

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 4:18 PM ET

Size

9.4 KB

Accession

0001209191-16-111524

Insider Transaction Report

Form 4
Period: 2016-03-30
Transactions
  • Tax Payment

    Common Stock

    2016-03-30$14.19/sh10,077$142,99321,426 total
  • Exercise/Conversion

    Common Stock

    2016-03-30$12.71/sh+11,250$142,98831,503 total
  • Exercise/Conversion

    Non Qualified Stock Options (right to buy)

    2016-03-3011,2500 total
    Exercise: $12.71From: 2011-03-30Exp: 2016-03-30Common Stock (11,250 underlying)
Footnotes (3)
  • [F1]The share issuance reported on Table 1 reflects shares issued upon the exercise of a stock option granted on March 30, 2006, which, if unexercised, would have expired on March 30, 2016. The option exercise is reported on Table II.
  • [F2]This option exercise was pursuant to a net issuance arrangement effected under the Issuer's equity incentive plan. The number of shares issued pursuant to the net issuance arrangement was calculated as follows: the option exercise price $12.71 was multiplied by the number of stock options 11,250, for an aggregate stock option exercise cost of $142,987.50, and this amount was then divided by the March 30, 2016 market close price $14.19, with the resulting amount of 10,077 shares subtracted from the number of options exercised. No shares were sold into the market as part of the exercise in connection with the net issuance arrangement.
  • [F3]Common stock of 21,426 shown in Table 1 excludes stock option awards of 65,000. The total amount of common stock and stock option awards is 86,426.

Issuer

EPIQ SYSTEMS INC

CIK 0001027207

Entity typeoperating
IncorporatedMO

Related Parties

1
  • filerCIK 0001027207

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:18 PM ET
Size
9.4 KB