4//SEC Filing
LEGG MASON, INC. 4
Accession 0001209191-16-113923
CIK 0000704051operating
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 9:31 AM ET
Size
18.0 KB
Accession
0001209191-16-113923
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Trian Partners General Partner, LLC
10% Owner
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Trian Fund Management GP, LLC
10% Owner
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Transactions
- Sale
Common Stock, $.10 par value
2016-04-11$32.00/sh−10,526,153$336,836,896→ 513,743 total(indirect: Please see explanation below)
Footnotes (3)
- [F1]Trian Fund Management GP, LLC is the general partner of Trian Fund Management, L.P, which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Master Fund (ERISA), L.P. ("Trian ERISA Fund"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" ) and Trian Partners Strategic Investment Fund-A, L.P. ("Strategic Fund-A").
- [F2](FN 1, contd.) Trian Partners General Partner, LLC is the general partner of Trian Partners GP, L.P., which is the general partner of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the general partner of Parallel Fund I. Trian Partners (ERISA) General Partner, LLC is the general partner of Trian Partners (ERISA) GP, L.P., which is the general partner of Trian ERISA Fund. Trian Partners Strategic Investment Fund General Partner, LLC is the general partner of Trian Partners Strategic Investment Fund GP, L.P., which is the general partner of Strategic Fund and Trian Partners Strategic Investment Fund-A General Partner, LLC is the general partner of Trian Partners Strategic Investment Fund-A GP, L.P., which is the general partner of Strategic Fund-A.
- [F3](FN 2, contd.) Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Documents
Issuer
LEGG MASON, INC.
CIK 0000704051
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000704051
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 9:31 AM ET
- Size
- 18.0 KB