|4/AApr 12, 12:36 PM ET

Ascent Solar Technologies, Inc. 4/A

4/A · Ascent Solar Technologies, Inc. · Filed Apr 12, 2016

Insider Transaction Report

Form 4/AAmended
Period: 2016-03-10
BIAO XU
Director
Transactions
  • Award

    Common Stock Option (Right to Buy)

    2016-03-10+100,000200,000 total
    Exercise: $0.06From: 2016-03-10Exp: 2016-03-10Common Stock (100,000 underlying)
Holdings
  • No securities are beneficially owned.

    0
Footnotes (2)
  • [F1]Does not include shares held by TFG Radiant Investment Group Ltd. ("TFG Radiant"), which is the Issuer's largest stockholder. Mr. Xu is an investor in TFG Radiant and disclaims beneficial ownership of shares held by TFG Radiant (except to the extent of his pecuniary interest therein).
  • [F2]The stock options vest in equal monthly installments beginning on April 10, 2016, such that the stock options are fully vested as of March 10, 2018.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION