4/A//SEC Filing
Ascent Solar Technologies, Inc. 4/A
Accession 0001209191-16-113938
$ASTICIK 0001350102operating
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 12:36 PM ET
Size
6.5 KB
Accession
0001209191-16-113938
Insider Transaction Report
Form 4/AAmended
BIAO XU
Director
Transactions
- Award
Common Stock Option (Right to Buy)
2016-03-10+100,000→ 200,000 totalExercise: $0.06From: 2016-03-10Exp: 2016-03-10→ Common Stock (100,000 underlying)
Holdings
- 0
No securities are beneficially owned.
Footnotes (2)
- [F1]Does not include shares held by TFG Radiant Investment Group Ltd. ("TFG Radiant"), which is the Issuer's largest stockholder. Mr. Xu is an investor in TFG Radiant and disclaims beneficial ownership of shares held by TFG Radiant (except to the extent of his pecuniary interest therein).
- [F2]The stock options vest in equal monthly installments beginning on April 10, 2016, such that the stock options are fully vested as of March 10, 2018.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350102
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 12:36 PM ET
- Size
- 6.5 KB