4//SEC Filing
CHART INDUSTRIES INC 4
Accession 0001209191-16-114899
$GTLSCIK 0000892553operating
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 5:36 PM ET
Size
19.4 KB
Accession
0001209191-16-114899
Insider Transaction Report
Form 4
Webster Kenneth J
CAO and Controller
Transactions
- Award
Common Stock, par value $0.01 per share
2016-04-15+3,900→ 15,618 total
Holdings
- 2,590
Stock Option (Right to Buy)
Exercise: $36.45Exp: 2021-01-03→ Common Stock (2,590 underlying) - 1,310
Stock Option (Right to Buy)
Exercise: $68.21Exp: 2023-01-02→ Common Stock (1,310 underlying) - 965
Stock Option (Right to Buy)
Exercise: $17.03Exp: 2020-01-04→ Common Stock (965 underlying) - 650
Restricted Stock Unit
Exercise: $0.00Exp: 2017-01-02→ Common Stock (650 underlying) - 8,690
Stock Option (Right to Buy)
Exercise: $17.72Exp: 2026-01-04→ Common Stock (8,690 underlying) - 1,200
Stock Option (Right to Buy)
Exercise: $93.34Exp: 2024-01-02→ Common Stock (1,200 underlying) - 3,950
Stock Option (Right to Buy)
Exercise: $34.27Exp: 2025-01-02→ Common Stock (3,950 underlying) - 1,520
Stock Option (Right to Buy)
Exercise: $55.93Exp: 2022-01-03→ Common Stock (1,520 underlying)
Footnotes (11)
- [F1]These Restricted Share Units were granted on April 15, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
- [F10]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F11]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F2]3,900, 2,590 and 774 shares of the total amount beneficially owned were granted on April 15, 2016, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F3]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F4]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F5]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F6]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F7]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F8]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F9]These LRSUs were granted on January 2, 2014 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
Documents
Issuer
CHART INDUSTRIES INC
CIK 0000892553
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000892553
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 5:36 PM ET
- Size
- 19.4 KB