BANK MUTUAL CORP 4
4 · BANK MUTUAL CORP · Filed May 4, 2016
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
HERR MARK C
Director
Transactions
- Sale
Common Stock
2016-05-02$8.17/sh−2,500$20,418→ 26,086 total(indirect: By Trust) - Gift
Common Stock
2016-05-02−2,500→ 23,586 total(indirect: By Trust) - Gift
Common Stock
2016-05-02+2,500→ 8,927 total(indirect: By Trust)
Holdings
- 15,000
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying) - 7,500
Options to buy
Exercise: $7.17Exp: 2024-01-21→ Common Stock (7,500 underlying) - 14,083
Common Stock
- 15,000
Options to buy
Exercise: $3.39Exp: 2022-01-17→ Common Stock (15,000 underlying) - 11,000
Options to buy
Exercise: $4.82Exp: 2023-01-22→ Common Stock (11,000 underlying)
Footnotes (7)
- [F1]As trustee of the Herr-Huebner Revocable Trust.
- [F2]Filed on a voluntary basis to reflect a change in the form of ownership. No purchase or sale was involved.
- [F3]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
- [F4]Directors Stock Option. The option is fully vested.
- [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.